NEWPORT BEACH OFFICE

THE HOME OFFICE

5000 Birch Street,
West Tower, Suite 3000
Newport Beach, CA 92660

The financial professionals at Pence Financial Group, Newport Beach Home Office strive to uphold the Fiduciary Standard of Care. At all times when providing advice to a Client, our financial professionals must always act in the best interest of the Client.

We place the interests of the Client above the interests of the Firm. We must act with the care, skill, prudence and diligence that a prudent professional would exercise in light of the Client’s goals, risk tolerance, objectives and financial and personal circumstances.

JOHN SWIFT

MANAGING DIRECTOR

DRYDEN PENCE

CHIEF INVESTMENT OFFICER

CHAD KRIEG

SENIOR ANALYST | LPL REGISTERED ADMINISTRATIVE ASSOCIATE

ALI ARIK, PH.D.

SENIOR ANALYST | LPL REGISTERED ADMINISTRATIVE ASSOCIATE

IAN VENZON

SENIOR ANALYST | LPL REGISTERED ADMINISTRATIVE ASSOCIATE

JORGE AGUILAR

ANALYST | LPL REGISTERED ADMINISTRATIVE ASSOCIATE

DINA FARGALLA

ANALYST | LPL REGISTERED ADMINISTRATIVE ASSOCIATE

RAMILO REYES

ANALYST | LPL REGISTERED ADMINISTRATIVE ASSOCIATE

AAYUSH AGGARWAL

INVESTMENT RESEARCH ASSOCIATE

LUIS SILVA

MARKETING ASSOCIATE

MORE ABOUT US

At the end of the day, our purpose is to help you grow your wealth to empower your purpose through retirement and beyond to extend your legacy. We are here to walk with you every step of the way so that all the hard work that went into generating your wealth has a more permanent impact.

OUR STORY

We foster a relationship based on trust, service and transparency. Our commitment is to you.

OUR TEAM

You’ll have a qualified team of professionals devoted to helping you pursue your financial goals.

OUR PROCESS

How is Pence Financial Group distinct? Learn more about our innovative process and approach that serves your financial needs.

OUR MISSION

We are committed to maintaining the highest standards of integrity and professionalism in our relationship with you.

OUR INVESTMENT APPROACH

Learn more about our Choke Point Investing™ strategy and take advantage our proprietary investment approach.

ABOUT LPL FINANCIAL

Learn more about LPL Financial’s  competitive resources you can take advantage of with Pence Financial Group.

The financial professionals at Pence Financial Group strive to uphold the Fiduciary Standard of Care. At all times when providing advice to a Client, our financial professionals must always act in the best interest of the Client. We place the interests of the Client above the interests of the Firm. We must act with the care, skill, prudence and diligence that a prudent professional would exercise in light of the Client’s goals, risk tolerance, objectives and financial and personal circumstances.

Our financial professionals must comply with all objectives, policies, restrictions and other terms of the Engagement and all reasonable and lawful direction of the Client.