Who Is LPL Financial

ABOUT LPL FINANCIAL

LPL Financial was founded with a pioneering vision to help entrepreneurial financial advisors establish successful businesses through which they could offer truly independent financial guidance and advice.

Today we provide an integrated platform of proprietary technology, brokerage and investment advisory services to over 16,000 financial advisors as the nation’s largest independent broker/dealer [1], making us a leading distributor of financial products in the United States. In addition, we support over 4,000 financial advisors with customized clearing, advisory platform and technology solutions.

Even as our firm has grown over the years, we remain singularly focused on helping financial advisors to manage the complexity of their investment practices so they can better serve their clients in achieving important financial goals. And, because we do not offer proprietary products, LPL Financial enables the independent financial advisors, banks and credit union with whom we partner to offer their client advice.

Our open-architecture platform provides our customers with access to thousands of commission, fee-based, cash and money market products manufactured by hundreds of third-party product sponsors.

OUR CUSTOMERS

For more than 20 years, the LPL Financial Commitment Creed has been central to our culture and reflects our firm’s singular focus on serving the customer. Our 4,300 employees in Boston, Fort Mill and San Diego come to work every day focused on living this commitment. Though LPL Financial was originally established to serve the independent advisor, today we serve three customer groups.

[1] As reported by Financial Planning magazine, June 1996 – 2019, based on total revenue as of December 31, 2019.

Advisors

Independent Advisor Services supports more than 16,000 independent and registered investment advisors.

Institutions

 Institution Services supports financial advisors at approximately 670 regional and community banks and credit unions.

Other Affiliations

 Custom Clearing Services supports approximately 4,000 advisors affiliated and licensed with insurance companies through a unique outsourcing arrangement.

Tailored Programs

We tailor our programs and services to the diverse needs of our customers, enabling them to
remain focused on understanding and meeting their clients’ needs

Slide LEARN MORE Whether retirement is years awayor right around the corner, we can help you to build a wealth strategy that helps you to plan for the future
you want.
Retirement Planning
Slide Financial Planning LEARN MORE Choosing a financial planner isn't just about assets. Our skilled professionals are focused on creating strategies for your long term success. Slide Investment Management LEARN MORE We create and execute a focused and practical investment plan to help our clients work towards their unique goals. Slide Estate Planning LEARN MORE Estate planning is imperative to a great succession. It is the a way to protect your family, property and leave behind a great legacy with continuity. Slide Alternative Investments LEARN MORE Our trusted financial advisors at Pence Financial Group are qualified to understand the complexities of alternative investing.

Every Life Has A Story Fueled With Passion and Dreams. What’s Yours?

Wealth Management Aimed at Empowering Your Purpose

LET’S TALK

At Pence Financial Group, we believe that good financial decisions don’t have to be confusing. If you have any questions or want to schedule a complimentary meeting to discuss your specific questions, please do not hesitate to contact us.

 

Pence Financial Group
5000 Birch Street W. Building Suite 3000
Newport Beach, CA 92660
1.949.944.4734
info@pence.financial